My application is selected for Audit by NISM. What should I do?

March 16, 2022 13:05

NISM may audit applications on a random basis. Applications chosen for audit would be required to submit the necessary documentation to NISM, such as employment details, educational certificates, PAN Card, Address proof or any other relevant details etc. within 30 calendar days. If such documents are not received by NISM, certificates for such candidates would be cancelled.

NISM shall communicate such audit requirements to candidates to their registered email. Candidates may send scanned copy of the required documents in response to such email only. Alternately, candidates may also send the required documents to the following address:

Manager,
Certification Cell,
National Institute of Securities Markets,
NISM Bhavan, Plot No. 82,
Sector 17, Vashi,
Navi Mumbai - 400 703.

10 Comments

Date Votes

N Rao October 05, 2018 09:29

Sit back and relax. If you want to gain info on how mutual funds work, you may want to read some blogs. One of my favorites is MFRepublic.com

Edited by N Rao October 05, 2018 10:17

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Vikas Sharma October 13, 2018 04:50

dont worry its gud news just site and relax.and update your knowledge.go and read some gud blogs like on nism test.

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Rijo Antony January 02, 2019 11:17

I want to know what is the delay in approval of certificate. Exam passed on 13 th December 2018, it's certificate approval made on 29th December 2018. My profile is already approved by NISM.

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NISM February 07, 2019 08:06

It is recommended to practice questions before attempting the NISM exam. This will help in better preparation, greater confidence in exam. PrepCafe's Online NISM Mock Tests are available for this purpose. The mock tests are available for following modules:

NISM Series I : Currency Derivatives Certification Examination			Free Mock Test \| Premium Mock Tests
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NISM Series VIII : Equity Derivatives Certification Examination				Free Mock Test \| Premium Mock Tests
	NISM Series XA : Investment Advisor (Level 1) Certification Examination				Free Mock Test \| Premium Mock Tests
NISM Series XB - Investment Adviser (Level 2) Certification Examination						Premium Mock Tests
	NISM Series XV : Research Analyst Certification Examination						Free Mock Test \| Premium Mock Tests

sun sunder March 30, 2019 09:37

I have come to know that if any senior citizen wants to distribute MFs in india than he/she can apply for NISM certification without appearing for examination. Is it true of false?? kindly reply.

Thank You

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sun sunder April 01, 2019 05:36

Please Answer me Sir

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SAMIRAN BISHNU April 24, 2019 14:49

My enrollment No.1900061985::Module name : NISMSO5A-NISM -SERIS V-A.MUTUAL FUND DISTRIBUTORS CERTIFICATION EXAMINATION ::CSP NAME ::NATIONAL STOCK EXCHANGE OF INDIA LIMITED :: PROGRAM ID:: NSE/NISMSO5A /2826/02-MAR-2019 :: LOCATION :: KOLKATA. Kindly send the Certificate to my registered email : samiranbishnu@gmail.com or samiranbishnu@yahoo.com but unfortunately you sent the Certificate in a wrong email I.e., samiranbishnu@yandex.com which I could not locate or recover from any of my spam folders also. Please reply or call me at: 9436014679

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Surabhi Sinha January 26, 2021 06:11

I had given my examination on 27th Dec 2020.Today is 26th Jan 2021, 30 days have been passed but certificate is still pending and I have complained many times to helpdesk but they are just saying that your issue has solved.

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rayyan ahmad siddqui March 01, 2021 21:09

I havr passed 2 jan 2021 but why reject my certificate status kindly provide me a valid reason why a email sms any kind of things
Please my roll no is 202000061695
And enrollment no is 2000171419

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Gagan Ranka March 16, 2022 13:05

Procedure for hearing???

For audit purpose

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